迪拜合规官

工作职责

• 协助公司从 VARA 和 FSRA 获得相关许可证。
• 根据反洗钱 / 打击资助恐怖主义、"了解你的客户 "和制裁合规等地区和国际法规，制定、实施和维护全面的合规计划。
• 监控和审查内部控制，确保符合迪拜的适用法律、法规和政策。
• 联络并维护与监管机构的关系，管理该地区组织的任何监管查询和报告义务。
• 与全球合规团队协调，调整合规目标、流程和目的，确保整个组织的做法一致。
• 开展持续的风险评估，以确定合规框架中的潜在差距，并制定行动计划来应对已确定的风险领域。
• 就合规相关事宜为员工提供培训和指导，在整个组织内倡导诚信、合规和透明的文化。
• 持续改进合规计划的有效性，根据需要提出修改建议，确保适应快速发展的监管环境。

Responsible for

• Assist companies in obtaining relevant licenses from VARA and FSRA.
• Develop, implement, and maintain comprehensive compliance programs in line with regional and international regulations such as AML/CFT, KYC, and sanctions compliance.
• Monitor and review internal controls to ensure compliance with applicable laws, regulations, and policies in Dubai.
• Liaise and maintain relationships with regulatory bodies and manage any regulatory inquiries and reporting obligations for the organization in the region.
• Coordinate with global compliance teams to align compliance objectives, processes, and goals, ensuring consistent practices across the organization.
• Conduct ongoing risk assessments to identify potential gaps in the compliance framework and develop action plans to address identified areas of risk.
• Provide training and guidance to staff on compliance-related matters, promoting a culture of integrity, compliance, and transparency throughout the organization.
• Implement continuous improvement to the compliance program's effectiveness, recommending changes as needed to ensure adaptation to a rapidly evolving regulatory environment.

任职要求

• 法律、金融或相关专业的学士学位。
• 至少 3 年的合规、反洗钱 / 打击资助恐怖主义行为或监管事务工作经验，重点是阿联酋的金融服务或相关行业。
• 具有较强的分析和解决问题的能力，能够积极主动地识别、处理和预防合规风险。
• 英语流利。

Requirements

• A bachelor's degree in Law, Finance or a related discipline.
• Minimum 3 years of experience in compliance, AML/CFT, or regulatory affairs, with a focus on the financial services or related industries within UAE.
• Strong analytical and problem-solving skills, with a proactive approach to identifying, addressing, and preventing compliance risks.
• Fluency in English.

Contact

hr_recruitment@lbank.com（Title format: job position + name）